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Series 66

Series 66 Books and Online Testing for Financial Professionals

Series 66

 

Series 66 Course Textbook 

Uniform Combined State Law Exam

 

Series 66 Course Textbook - $75  plus s&h                  

 

The Empire Stockbroker Training Institute Complete Series 66 Book and Online Set includes an interactive Course Textbook, updated Online Testing program designed to simulate the real exam, and print practice final exams with explanations. This set emphasizes exam-focused content and questions along with a preparation strategy to help ensure that students pass their securities license exam on the first try.

 

Series 66 Course Textbook

The interactive Course Textbook is user-friendly with shorter paragraphs and diagrams designed for easy comprehension. Key features include:

 

bullet Notes and Tips - Key points mixed throughout the chapters to emphasize important ideas.
bullet Glossary - A breakdown of key Series 6 terms to assist students in their learning process.
bullet Final Exams - 4 Interactive Multiple Choice Exams with detailed explanations designed to represent the real exam.

 

 

Series 66 Online Testing Program - $39

 

The Series 66 Online testing program complements the Series 66 Course Textbook and gives students a database of exam-focused questions including:

 

bullet Feedback - Explanations for each question that clarifies concepts and improves retention.
bullet Practice Final Exams - Simulate the actual securities license exam in proportional topic and weighting to help ensure exam readiness.  After you have completed your exam, you test will be graded and you will be given the correct answer and detailed explanation for each question.
bullet Monitor your Grades - The online testing program keeps track of your grades so you can monitor your progress.

 

The Series 66 Online testing program should not be used as your Series 66 study guide. To adequately prepare for the Series 66 exam, use the Online testing program in conjunction with the Empire Stockbroker Training Institute Course Textbook (or any other Series 66 book of your choosing).

 

 

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  About the Series 66

 

The Series 66 exam is a combination of the Blue-Sky license (Series 63) and the Investment Advisers exam (Series 65).  ESTI offers in-house classes and courses at our location for this course.  

Prerequisite: Series 7

The class is taught in a one-day session. No pre-study required.  

 

Material Covered:

 

Definition of terms, registration requirements (broker-dealers, agents and investment advisers), investment objectives, strategies, regulation of securities, ethics, rule enforcement, fraudulent and prohibited practices.

 

The Series 66 test is made up of 100 multiple-choice questions. Each student will be given a total of 150 minutes for the exam.

 

 

 

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