About the Series 24
series 24 exam is required for
individuals who wish to supervise or manage other registered representatives or
securities business within the members firm.
This would entitle the holder to supervise trades involving corporate
securities, direct participation programs (DPP’s) and investment company /
Note: The Series 24 does not entitle
the holder to act as a Municipal Securities Principal, Registered Options
Principal or Financial Operations Principal.
Series 24 course covers: Securities
Rules, Self-Regulatory Organizations (SRO's), Investment Banking, Securities
Markets and Margin Accounts.
Prerequisite: Series 7 or 62
Pass the Series 24 the first time